Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Jan 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (17 Sep 2013 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 13 Jan 2020)
    • [FCA CF] Client dealing (since 23 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2010)
    • CF21 Investment Adviser (24 Apr 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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