Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2023)
    • CF30 Customer (17 Oct 2008 to 8 Dec 2019)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2024)
    • CF30 Customer (17 Oct 2008 to 8 Dec 2019)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF30 Customer (17 Oct 2008 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Jul 2002 to 4 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.