Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Professional Independent Wealth Advice Ltd
FRN 990284
- (8)Employed By (since 30 Apr 2026)
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- [FCA CF] Functions requiring qualifications (14 Apr 2022 to 7 Apr 2026)
- [FCA CF] Client dealing (14 Apr 2022 to 7 Apr 2026)
- [FCA CF] Material risk taker (14 Apr 2022 to 14 Jan 2026)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
- CF30 Customer (18 Aug 2017 to 31 Jan 2022)
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- CF30 Customer (1 Nov 2007 to 17 Nov 2016)
- CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (5 Sep 2002 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Sep 2002)
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- CF21 Investment Adviser (5 Sep 2002 to 14 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.