Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Agora Microfinance Partners LLP (no longer approved here)

    FRN 483258

    • CF10 Compliance Oversight (15 Aug 2008 to 19 Jun 2012)
    • CF4 Partner (15 Aug 2008 to 19 Jun 2012)
    • CF30 Customer (15 Aug 2008 to 19 Jun 2012)
    • CF11 Money Laundering Reporting (15 Aug 2008 to 19 Jun 2012)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF16 Significant Mgt (Desgntd Investment Business) (16 Feb 2002 to 17 Jun 2005)
    • CF3 Chief Executive (1 Feb 2002 to 17 Jun 2005)
    • CF21 Investment Adviser (1 Feb 2002 to 17 Jun 2005)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF21 Investment Adviser (1 Feb 2002 to 17 Jun 2005)
    • CF3 Chief Executive (1 Feb 2002 to 17 Jun 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2002 to 17 Jun 2005)
    • CF1 Director (1 Feb 2002 to 17 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.