Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (15 Aug 2008 to 19 Jun 2012)
- CF4 Partner (15 Aug 2008 to 19 Jun 2012)
- CF30 Customer (15 Aug 2008 to 19 Jun 2012)
- CF11 Money Laundering Reporting (15 Aug 2008 to 19 Jun 2012)
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- CF16 Significant Mgt (Desgntd Investment Business) (16 Feb 2002 to 17 Jun 2005)
- CF3 Chief Executive (1 Feb 2002 to 17 Jun 2005)
- CF21 Investment Adviser (1 Feb 2002 to 17 Jun 2005)
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- CF21 Investment Adviser (1 Feb 2002 to 17 Jun 2005)
- CF3 Chief Executive (1 Feb 2002 to 17 Jun 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2002 to 17 Jun 2005)
- CF1 Director (1 Feb 2002 to 17 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.