Agora Microfinance Partners LLP

• Principal Place of Business

  7th Floor

  5 Merchant Square

  W2 1AY

  UNITED KINGDOM

  Phone

  +442072240597

  Web

  https://agoramicrofinance.com

• Complaints Contact

  7th Floor

  5 Merchant Square

  W2 1AY

  UNITED KINGDOM

  Phone

  +442072240597

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Agora Microfinance Advisers Limited

  IRN XXA01150

  • SMF27 Partner (9 Dec 2019 to 6 Oct 2020)
  • CF4 Partner (12 May 2010 to 8 Dec 2019)
• . Agora Microfinance Services Ltd

  IRN XXC01109

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Aug 2008 to 8 Dec 2019)
• Caterina Giordano

  IRN CXG01513

  • CF30 Customer (5 Jul 2011 to 4 May 2012)
• Darren Chuan-Roo Miao

  IRN DCM01166

  • CF30 Customer (28 Jun 2011 to 15 Dec 2011)
• Marcus Johannes Julian Fedder

  IRN MJF01169

  • CF10 Compliance Oversight (15 Aug 2008 to 19 Jun 2012)
  • CF11 Money Laundering Reporting (15 Aug 2008 to 19 Jun 2012)
  • CF30 Customer (15 Aug 2008 to 19 Jun 2012)
  • CF4 Partner (15 Aug 2008 to 19 Jun 2012)
• Maria Christine Smith

  IRN MCL01091

  • CF30 Customer (27 Jun 2011 to 27 Apr 2012)
• Medha Ravi

  IRN MXR02218

  • CF30 Customer (22 Apr 2014 to 15 Dec 2017)
• Ninie Edlyn Unachukwu

  IRN NEU01003

  • CF30 Customer (29 May 2014 to 30 Jun 2015)
• Rebecca Ann McKenzie

  IRN RAM01245

  • CF11 Money Laundering Reporting (18 Jul 2012 to 15 Dec 2017)
  • CF30 Customer (18 Mar 2010 to 15 Dec 2017)
• Tanmay Chetan

  IRN TXC01369

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (13 Apr 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Apr 2014 to 8 Dec 2019)
  • CF4 Partner (15 Apr 2010 to 8 Dec 2019)
  • CF30 Customer (15 Apr 2010 to 8 Dec 2019)

No changes recorded yet.