Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Apr 2026)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Manager of certification employee (9 May 2022 to 14 Sep 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Sep 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Sep 2025)
    • CF30 Customer (2 Aug 2010 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (2 Aug 2010 to 26 Sep 2013)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (7 Nov 2008 to 7 Sep 2009)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (1 Nov 2007 to 15 Apr 2008)
    • CF21 Investment Adviser (17 Aug 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 May 2002 to 17 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.