Marcus Ian Adams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF1 Director (AR) (20 Dec 2016 to 3 Jan 2018)
    • CF1 Director (7 Sep 2016 to 3 Jan 2018)
    • CF11 Money Laundering Reporting (7 Sep 2016 to 10 Aug 2017)
    • CF10 Compliance Oversight (7 Sep 2016 to 10 Aug 2017)
  • Bankhall Support Services Limited (no longer approved here)

    FRN 164877

    • CF28 Systems and controls (5 Dec 2013 to 15 Apr 2014)
    • CF10 Compliance Oversight (5 Dec 2013 to 3 Jun 2014)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF28 Systems and controls (1 Nov 2007 to 26 May 2010)
    • CF15 Internal Audit (6 Sep 2006 to 31 Oct 2007)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF28 Systems and controls (1 Nov 2007 to 26 May 2010)
    • CF15 Internal Audit (6 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.