Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
    • CF1 Director (11 Apr 2016 to 8 Dec 2019)
  • Advicorp Public Limited Company (no longer approved here)

    FRN 188139

    • CF30 Customer (1 Nov 2007 to 7 Apr 2016)
    • CF28 Systems and controls (1 Nov 2007 to 7 Apr 2016)
    • CF27 Investment Management (12 Nov 2003 to 31 Oct 2007)
    • CF3 Chief Executive (8 Aug 2002 to 13 Jun 2008)
    • CF13 Finance (8 Aug 2002 to 31 Oct 2007)
    • CF14 Risk Assessment (8 Aug 2002 to 31 Oct 2007)
    • CF26 Customer Trading (8 Aug 2002 to 31 Oct 2007)
    • CF1 Director (8 Aug 2002 to 7 Apr 2016)
    • CF8 Apportionment and Oversight (8 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.