Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 3 Mar 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (31 Aug 2004 to 8 Oct 2004)
- CF27 Investment Management (31 Aug 2004 to 31 Oct 2007)
- CF3 Chief Executive (31 Aug 2004 to 16 Sep 2013)
- CF10 Compliance Oversight (31 Aug 2004 to 8 Oct 2004)
- CF4 Partner (31 Aug 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (31 Aug 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.