Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hadron Capital LLP (no longer approved here)

    FRN 401378

    • SMF27 Partner (9 Dec 2019 to 3 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Aug 2004 to 8 Oct 2004)
    • CF27 Investment Management (31 Aug 2004 to 31 Oct 2007)
    • CF3 Chief Executive (31 Aug 2004 to 16 Sep 2013)
    • CF10 Compliance Oversight (31 Aug 2004 to 8 Oct 2004)
    • CF4 Partner (31 Aug 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Aug 2004 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.