Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 14 Apr 2023)
- [FCA CF] Manager of certification employee (since 5 May 2021)
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 26 Sep 2020)
- [FCA CF] Manager of certification employee (since 2 Nov 2016)
- [FCA CF] Client dealing (since 2 Nov 2016)
- [FCA CF] Material risk taker (2 Nov 2016 to 10 Oct 2019)
- CF30 Customer (12 Nov 2008 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.