Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (14 Oct 2020 to 30 Mar 2023)
    • [FCA CF] Client dealing (20 Nov 2018 to 30 Mar 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (14 Oct 2020 to 30 Mar 2023)
    • [FCA CF] Client dealing (20 Nov 2018 to 30 Mar 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 Sep 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.