Marco Assetto

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apheleiam Limited

    FRN 926068

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF1 Chief Executive (since 2 Sep 2020)
    • SMF16 Compliance Oversight (since 2 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2020)
    • SMF3 Executive Director (since 2 Sep 2020)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (10 Dec 2014 to 25 Sep 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (11 Jun 2014 to 25 Sep 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Oct 2010)
    • CF21 Investment Adviser (13 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.