Apheleiam Limited

Date authorised
2 September 2020
Companies House
12355691
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 South Street
    London
    W1K 2XL
    UNITED KINGDOM
    Phone
    +447525487544

  • Complaints Contact

    51 South Street
    London
    W1K 2XL
    UNITED KINGDOM
    Phone
    +447525487544

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marco Assetto

    IRN MXA01611

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF1 Chief Executive (since 2 Sep 2020)
    • SMF16 Compliance Oversight (since 2 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2020)
    • SMF3 Executive Director (since 2 Sep 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.