Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (17 Mar 2023 to 20 Nov 2023)
    • CF30 Customer (6 Mar 2023 to 20 Nov 2023)
  • CDC Consultancy Limited (no longer approved here)

    FRN 768246

    • Employed By (6 Mar 2023 to 20 Nov 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (26 Feb 2010 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.