Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Dec 2022)
    • SMF18 Other Overall Responsibility (19 Mar 2024 to 30 Jun 2025)
    • SMF3 Executive Director (since 19 Mar 2024)
    • [FCA CF] Manager of certification employee (since 7 Dec 2022)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Apr 2007 to 31 Oct 2007)
    • CF1 Director (24 Apr 2007 to 8 Dec 2019)
    • CF26 Customer Trading (28 Feb 2006 to 31 Oct 2007)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF1 Director (14 Jul 2010 to 1 Nov 2012)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF1 Director (14 Jul 2010 to 1 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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