Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marex Financial
FRN 442767
- [FCA CF] Manager of certification employee (since 7 Dec 2022)
- SMF18 Other Overall Responsibility (19 Mar 2024 to 30 Jun 2025)
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HPC Investment Services Limited
FRN 776033
- SMF3 Executive Director (since 19 Mar 2024)
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Marex Spectron International Limited
FRN 193027
- [FCA CF] Manager of certification employee (since 7 Dec 2022)
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- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (24 Apr 2007 to 31 Oct 2007)
- CF1 Director (24 Apr 2007 to 8 Dec 2019)
- CF26 Customer Trading (28 Feb 2006 to 31 Oct 2007)
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- CF1 Director (14 Jul 2010 to 1 Nov 2012)
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- CF1 Director (14 Jul 2010 to 1 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.