Marc Peter Bailey

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IRWELL WEALTH MANAGEMENT LIMITED

    FRN 799333

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 23 Mar 2022)
    • SMF16 Compliance Oversight (since 23 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (26 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Mar 2018 to 8 Dec 2019)
    • CF1 Director (26 Mar 2018 to 8 Dec 2019)
  • Hammond Financial Planning Limited

    FRN 934368

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2021)
    • SMF3 Executive Director (since 2 Apr 2021)
    • SMF16 Compliance Oversight (since 1 Apr 2021)
    • Responsible for Insurance Distribution (since 1 Apr 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Mar 2011)
    • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2004 to 8 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.