Hammond Financial Planning Limited

• Principal Place of Business

  Old Cemetery Lodge

  716 Liverpool Road

  Eccles

  Manchester

  Salford

  M30 7LW

  UNITED KINGDOM

  Phone

  +4401615298803

  Web

  https://www.hammondfp.co.uk

• Complaints Contact

  Old Cemetery Lodge

  716 Liverpool Road

  Eccles

  Manchester

  Salford

  M30 7LW

  UNITED KINGDOM

  Phone

  +4401615298803

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Billy Gallagher

  IRN BXG00162

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 3 Aug 2022)
• Colin Geoffrey Heap

  IRN CGH01039

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
  • [FCA CF] Client dealing (since 23 Apr 2025)
• Jack Leather

  IRN JXL00554

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 3 Aug 2022)
• Marc Peter Bailey

  IRN MPB01106

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
  • SMF3 Executive Director (since 2 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2021)
  • Responsible for Insurance Distribution (since 1 Apr 2021)
  • SMF16 Compliance Oversight (since 1 Apr 2021)
• Steven Phillip Jackson

  IRN SPJ00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 1 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
  • SMF3 Executive Director (since 2 Apr 2021)
• Susan Smethurst-Purcell

  IRN SXS01012

  • [FCA CF] Manager of certification employee (since 3 Aug 2022)

No changes recorded yet.