Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (21 Jul 2017 to 31 Dec 2018)
    • [FCA CF] Client dealing (3 Mar 2017 to 31 Dec 2018)
    • CF30 Customer (28 Nov 2008 to 31 Oct 2015)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.