Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (18 Jan 2018 to 8 Dec 2019)
    • CF1 Director (18 Jan 2018 to 8 Dec 2019)
    • CF29 Significant management (29 Sep 2017 to 18 Jan 2018)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2007 to 18 Dec 2014)
    • CF26 Customer Trading (24 Feb 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (23 Jul 2003 to 22 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.