Marc Armin Windfuhr

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Landesbank Baden-Wurttemberg (no longer approved here)
FRN 204779
- [FCA CF] Client dealing (1 Nov 2022 to 14 Apr 2023)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (2 Feb 2010 to 3 Jun 2015)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (2 Feb 2010 to 3 Jun 2015)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 2 Nov 2009)
- CF21 Investment Adviser (20 Aug 2004 to 31 Oct 2007)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (1 May 2004 to 5 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.