Marc Andrew Buckley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Greenspace Sustainable Financial Planning Ltd

    FRN 927943

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2020)
    • SMF16 Compliance Oversight (since 2 Nov 2020)
    • SMF3 Executive Director (since 2 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2020)
    • Responsible for Insurance Distribution (since 2 Nov 2020)
    • Responsibility for MCD Intermediation (2 Nov 2020 to 27 Jul 2021)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2020)
    • CF30 Customer (19 Jun 2013 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (30 Nov 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (13 Aug 2008 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.