Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mariana Investment Partners LLP
FRN 605552
- [FCA CF] Client dealing (since 12 Aug 2025)
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Prism Financial Products LLP
FRN 607481
- CF30 Customer (since 21 Aug 2023)
- [FCA CF] Client dealing (since 9 May 2023)
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Prism Financial Products LP
FRN 782608
- (10)Employed By (since 21 Aug 2023)
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- [FCA CF] Manager of certification employee (2 Aug 2017 to 31 Jan 2023)
- [FCA CF] Material risk taker (13 Jul 2017 to 31 Jan 2023)
- [FCA CF] Client dealing (5 Aug 2016 to 31 Jan 2023)
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- CF30 Customer (14 Jun 2012 to 28 Sep 2012)
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- CF30 Customer (23 Nov 2009 to 6 Feb 2012)
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- CF30 Customer (23 Nov 2009 to 6 Feb 2012)
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- CF21 Investment Adviser (22 Dec 2004 to 12 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.