Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Jul 2002 to 26 Jul 2004)
    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 30 Jul 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (30 Jul 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 30 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.