Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Jul 2002 to 26 Jul 2004)
- CF22 Investment Adviser (Trainee) (1 Feb 2002 to 30 Jul 2002)
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- CF21 Investment Adviser (30 Jul 2002 to 30 Aug 2002)
- CF22 Investment Adviser (Trainee) (1 Feb 2002 to 30 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.