Malcolm Ritchie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mariana UFP LLP
FRN 551170
- SMF27 Partner (since 4 Aug 2022)
- CF30 Customer (27 Mar 2015 to 8 Dec 2019)
Mariana Investment Partners LLP
FRN 605552
- SMF16 Compliance Oversight (since 25 Sep 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2020)
- SMF27 Partner (since 25 Sep 2020)
Enterprise Investment Partners LLP (no longer approved here)
FRN 604439
- CF30 Customer (20 Nov 2017 to 1 Feb 2018)
The Allbright Group Limited (no longer approved here)
FRN 752026
- Employed By (20 Nov 2017 to 1 Feb 2018)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (6 Aug 2012 to 16 Jul 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.