Malcolm Richard Hart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hart Mortgages Limited

    FRN 756101

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Nov 2016)
    • CF10 Compliance Oversight (26 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Nov 2016 to 30 Sep 2018)
    • CF1 Director (9 Nov 2016 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 19 Dec 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • All Finanz Co Ltd (no longer approved here)

    FRN 192364

    • Employed By (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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