Date authorised
9 November 2016
Companies House
09534778
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Highgate Farm Cottage, Mill Lane
    Warton
    Preston
    Lancashire
    PR4 1AQ
    UNITED KINGDOM
    Phone
    +447966203950
  • Complaints Contact

    1 Highgate Farm Cottage, Mill Lane
    Warton
    Preston
    Lancashire
    PR4 1AQ
    UNITED KINGDOM
    Phone
    +447966203950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation `debt management plans¿ is defined as: `a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders¿.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ameer Hamza Anwar

    IRN AHA01125

    • CF1 Director (AR) (18 Dec 2017 to 30 Oct 2018)
  • Jonathan Anthony Hart

    IRN JXH00439

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2021)
  • Lynn Marie Hart

    IRN LXH08830

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (24 Dec 2018 to 8 Dec 2019)
  • Malcolm Richard Hart

    IRN MRH00021

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Nov 2016)
    • CF10 Compliance Oversight (26 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Nov 2016 to 30 Sep 2018)
    • CF1 Director (9 Nov 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.