Malcolm Paul Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELLACOTTS WEALTH PLANNING LIMITED (no longer approved here)

    FRN 611045

    • CF1 Director (18 Feb 2014 to 26 May 2016)
    • Responsible for Insurance Mediation (18 Feb 2014 to 26 May 2016)
    • CF30 Customer (18 Feb 2014 to 7 Jun 2016)
    • CF10 Compliance Oversight (18 Feb 2014 to 26 May 2016)
  • THOMAS GRANT & COMPANY LIMITED (no longer approved here)

    FRN 163296

    • CF24 Pension Transfer Specialist (5 Jan 2004 to 18 Jun 2004)
    • CF21 Investment Adviser (5 Jan 2004 to 18 Jun 2004)
    • CF26 Customer Trading (5 Jan 2004 to 18 Jun 2004)
    • CF27 Investment Management (5 Jan 2004 to 18 Jun 2004)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • CF10 Compliance Oversight (14 Jul 2003 to 27 Oct 2003)
    • CF3 Chief Executive (29 Jan 2002 to 27 Oct 2003)
    • CF8 Apportionment and Oversight (29 Jan 2002 to 27 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 11 Mar 2003)
    • CF1 Director (1 Dec 2001 to 29 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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