Malcolm John Swift

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pavey Group Financial Services Limited (no longer approved here)

    FRN 463257

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF10 Compliance Oversight (2 Apr 2007 to 1 Feb 2016)
    • CF11 Money Laundering Reporting (2 Apr 2007 to 1 Feb 2016)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (2 Apr 2007 to 1 Feb 2016)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 1 Apr 2009)
    • CF1 Director (2 Apr 2007 to 1 Feb 2016)
    • Responsible for Insurance Mediation (2 Apr 2007 to 1 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

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