Malcolm Ian Stuart Smith

• JPMorgan Funds Limited

  FRN 119346

  • SMF3 Executive Director (since 5 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Jul 2024)
• JPMorgan Asset Management (UK) Limited

  FRN 119337

  • SMF18 Other Overall Responsibility (since 18 Mar 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Mar 2020)
  • CF30 Customer (17 Aug 2015 to 8 Dec 2019)
• J.P. Morgan Investment Management Inc

  FRN 119267

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (26 Sep 2016 to 8 Dec 2019)
• JPMorgan Chase Bank, National Association

  FRN 124491

  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
• BlackRock Advisors (UK) Limited (no longer approved here)

  FRN 119186

  • CF30 Customer (1 Dec 2009 to 29 Mar 2013)
• BlackRock Investment Management (UK) Limited (no longer approved here)

  FRN 119293

  • CF30 Customer (19 Dec 2008 to 29 Mar 2013)
• BlackRock International Limited (no longer approved here)

  FRN 178638

  • CF30 Customer (19 Dec 2008 to 29 Mar 2013)

No changes recorded yet.