Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (12 Aug 2020 to 22 Apr 2021)
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- SMF10 Chair of the Risk Committee (28 Oct 2019 to 22 Apr 2021)
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- SMF10 Chair of the Risk Committee (7 Nov 2018 to 22 Sep 2022)
- SMF11 Chair of the Audit Committee (7 Nov 2018 to 23 Jan 2023)
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- SMF11 Chair of the Audit Committee (6 Jul 2017 to 23 Aug 2021)
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- CF28 Systems and controls (28 Oct 2009 to 23 Jan 2014)
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- CF28 Systems and controls (3 Mar 2008 to 1 Dec 2008)
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- CF11 Money Laundering Reporting (4 Feb 2002 to 1 Nov 2002)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2002)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2002)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.