Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 1 Apr 2022)
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Baillie Gifford & Co
FRN 142597
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF13 Chair of the Nominations Committee (1 Mar 2022 to 20 Sep 2022)
- CF4 Partner (1 May 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (7 Feb 2002 to 31 Oct 2007)
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Baillie Gifford & Co Limited
FRN 119179
- SMF7 Group Entity Senior Manager (since 1 May 2021)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF27 Investment Management (7 Feb 2002 to 31 Oct 2007)
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Baillie Gifford Overseas Limited
FRN 121818
- SMF7 Group Entity Senior Manager (since 1 May 2021)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (7 Sep 2020 to 30 Apr 2021)
- [FCA CF] Manager of certification employee (10 Jul 2020 to 30 Apr 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (7 Feb 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.