Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Charity Bank Limited (no longer approved here)

    FRN 207701

    • [FCA CF] Material risk taker (5 Oct 2020 to 30 Sep 2021)
    • SMF16 Compliance Oversight (7 Mar 2016 to 1 Jan 2017)
    • SMF4 Chief Risk (7 Mar 2016 to 5 Oct 2020)
    • CF1 Director (9 Jan 2014 to 6 Mar 2016)
    • CF28 Systems and controls (17 Sep 2012 to 6 Mar 2016)
    • CF10 Compliance Oversight (17 Sep 2012 to 6 Mar 2016)
    • CF2 Non Executive Director (18 Nov 2003 to 31 May 2009)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF14 Risk Assessment (14 Jan 2005 to 8 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.