Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (5 Oct 2020 to 30 Sep 2021)
- SMF16 Compliance Oversight (7 Mar 2016 to 1 Jan 2017)
- SMF4 Chief Risk (7 Mar 2016 to 5 Oct 2020)
- CF1 Director (9 Jan 2014 to 6 Mar 2016)
- CF28 Systems and controls (17 Sep 2012 to 6 Mar 2016)
- CF10 Compliance Oversight (17 Sep 2012 to 6 Mar 2016)
- CF2 Non Executive Director (18 Nov 2003 to 31 May 2009)
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- CF14 Risk Assessment (14 Jan 2005 to 8 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.