Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Horizons Ltd (no longer approved here)

    FRN 446202

    • Responsible for Insurance Mediation (1 Dec 2008 to 7 Dec 2015)
    • CF10 Compliance Oversight (1 Dec 2008 to 17 Aug 2015)
    • CF11 Money Laundering Reporting (1 Dec 2008 to 17 Aug 2015)
    • CF8 Apportionment and Oversight (1 Dec 2008 to 31 Mar 2009)
    • CF1 Director (7 Aug 2008 to 7 Dec 2015)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.