Mortgage Horizons Ltd

• Principal Place of Business

  Selbrook House

  Shaw

  Swindon

  Wiltshire

  SN5 5PP

  UNITED KINGDOM

  Phone

  +4401793771142

  Web

  https://www.pearsonia.co.uk

• Complaints Contact

  Selbrook House

  Shaw

  Swindon

  Wiltshire

  SN5 5PP

  UNITED KINGDOM

  Phone

  +4401793771142

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Amy Penning

  IRN AXS02659

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Responsible for Insurance Mediation (22 Dec 2015 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (3 Aug 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
  • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2009 to 8 Dec 2019)
• Joelle Whitehead

  IRN JXW01669

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • CF1 Director (16 Jul 2015 to 8 Dec 2019)
• Malcolm Bernard Pearson

  IRN MXP00028

  • CF11 Money Laundering Reporting (1 Dec 2008 to 17 Aug 2015)
  • CF10 Compliance Oversight (1 Dec 2008 to 17 Aug 2015)
  • CF8 Apportionment and Oversight (1 Dec 2008 to 31 Mar 2009)
  • Responsible for Insurance Mediation (1 Dec 2008 to 7 Dec 2015)
  • CF1 Director (7 Aug 2008 to 7 Dec 2015)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
• Margaret Irene Pearson

  IRN MIP01018

  • CF1 Director (3 Apr 2006 to 7 Dec 2015)
  • CF8 Apportionment and Oversight (3 Apr 2006 to 1 Dec 2008)
  • Responsible for Insurance Mediation (3 Apr 2006 to 1 Dec 2008)
  • CF10 Compliance Oversight (3 Apr 2006 to 1 Dec 2008)
  • CF11 Money Laundering Reporting (3 Apr 2006 to 1 Dec 2008)
• Philip Reginald Gerrish

  IRN PXG00052

  • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
• Robert Alastair Holmes

  IRN RAH00078

  • CF30 Customer (1 Nov 2007 to 6 Jan 2012)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
• Rosalind Ann Thomson

  IRN RAT01035

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
• Sarah Catherine Shah

  IRN SXR00075

  • CF30 Customer (1 Nov 2007 to 5 Nov 2012)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)

No changes recorded yet.