Mala Singh Dhillon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF14 Risk Assessment (5 May 2005 to 25 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 25 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Dec 2006)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF14 Risk Assessment (5 May 2005 to 25 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 25 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Dec 2006)
    • CF1 Director (1 Dec 2001 to 25 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF14 Risk Assessment (5 May 2005 to 25 Oct 2007)
    • CF1 Director (1 Dec 2001 to 25 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 25 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.