Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (25 Nov 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Nov 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (25 Nov 2008 to 30 Sep 2018)
  • Magus Private Wealth Limited (no longer approved here)

    FRN 191022

    • CF21 Investment Adviser (2 Feb 2004 to 2 Oct 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF7 Sole Trader (AR) (28 May 2003 to 25 Feb 2004)
    • CF21 Investment Adviser (1 Nov 2002 to 25 Feb 2004)
  • N M Financial (no longer approved here)

    FRN 225065

    • (1)Employed By (28 May 2003 to 25 Feb 2004)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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