Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Macquarie Capital (Europe) Limited
FRN 193905
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (28 Oct 2020 to 1 Apr 2022)
- CF30 Customer (13 Dec 2018 to 8 Dec 2019)
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- CF30 Customer (14 Oct 2008 to 30 Jun 2012)
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- CF21 Investment Adviser (29 Jun 2004 to 13 Apr 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.