Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 21 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Aug 2025)
    • [FCA CF] Client dealing (since 21 Aug 2025)
  • KLI Asset Management LLP (no longer approved here)

    FRN 809481

    • [FCA CF] Client dealing (5 Sep 2024 to 31 Jul 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (16 Jul 2002 to 15 Feb 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (16 Jul 2002 to 27 Aug 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (16 Jul 2002 to 15 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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