Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Material risk taker (since 21 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 21 Aug 2025)
- [FCA CF] Client dealing (since 21 Aug 2025)
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- [FCA CF] Client dealing (5 Sep 2024 to 31 Jul 2025)
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- CF30 Customer (1 Nov 2007 to 1 Sep 2008)
- CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (16 Jul 2002 to 15 Feb 2006)
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- CF21 Investment Adviser (16 Jul 2002 to 27 Aug 2004)
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- CF21 Investment Adviser (16 Jul 2002 to 15 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.