KLI Asset Management LLP

• Principal Place of Business

  70 Pall Mall

  London

  SW1Y 5ES

  UNITED KINGDOM

  Phone

  +4402078727100

  Web

  https://www.klicommodities.com

• Complaints Contact

  70 Pall Mall

  London

  SW1Y 5ES

  UNITED KINGDOM

  Phone

  +4402078727100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . KLI Asset Management (UK) Services Limit

  IRN XXK01085

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Nov 2018 to 8 Dec 2019)
• Alice Louisa Hill

  IRN AXH19538

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (3 Sep 2019 to 8 Dec 2019)
• Allen James Callagy

  IRN AXC09605

  • CF30 Customer (20 Dec 2018 to 26 Jun 2019)
• Davi Vieira

  IRN DXV01223

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
• Giulia Silvestri

  IRN GXS00299

  • [FCA CF] Client dealing (23 Feb 2023 to 15 Apr 2024)
• James Maltz

  IRN JXM03976

  • CF30 Customer (15 Nov 2018 to 7 Aug 2019)
• Jane Kurth

  IRN JXK00358

  • [FCA CF] Client dealing (31 Jan 2022 to 11 Apr 2023)
• Loic Jonchery

  IRN LXJ01159

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2025)
• Magdalena Gatzinska

  IRN MXS01748

  • [FCA CF] Client dealing (5 Sep 2024 to 31 Jul 2025)
• Nicholas Robert Brewer

  IRN NRB01093

  • SMF27 Partner (9 Dec 2019 to 4 Jan 2022)
  • CF4 Partner (1 Nov 2018 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2018 to 8 Dec 2019)

No changes recorded yet.