Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (11 Jan 2022 to 31 May 2024)
  • 3R Financial Services Ltd (no longer approved here)

    FRN 603538

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2022)
    • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Jul 2009 to 7 Aug 2013)
    • CF22 Investment Adviser (Trainee) (13 Nov 2002 to 13 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.