Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Scotland plc
FRN 169628
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
- [FCA CF] Functions requiring qualifications (11 May 2016 to 29 Jun 2025)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jan 2002)
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Lloyds Bank PLC
FRN 119278
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 30 Jun 2025)
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- CF21 Investment Adviser (12 Jun 2003 to 12 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 12 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.