Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (11 May 2016 to 29 Jun 2025)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jan 2002)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2025)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (12 Jun 2003 to 12 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 12 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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