Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 14 Oct 2019)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Oct 2019 to 8 Dec 2019)
    • CF29 Significant management (14 Oct 2019 to 8 Dec 2019)
  • PORTSOKEN LTD (no longer approved here)

    FRN 654452

    • CF1 Director (AR) (26 Oct 2018 to 29 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.