Date authorised
14 October 2019
Companies House
11616784
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Meon Road
    Bournemouth
    Dorset
    BH7 6PW
    UNITED KINGDOM
    Phone
    +447776216169
  • Complaints Contact

    50 Church Road
    Three Legged Cross
    Wimborne
    Dorset
    BH21 6RF
    UNITED KINGDOM
    Phone
    +447776216169

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lynne Coombes

    IRN LXC07460

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 14 Oct 2019)
    • CF11 Money Laundering Reporting (14 Oct 2019 to 8 Dec 2019)
    • CF29 Significant management (14 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2019 to 8 Dec 2019)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
  • Paul Christopher Holton-Frances

    IRN PXH07595

    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Oct 2019 to 8 Dec 2019)
    • CF29 Significant management (14 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.