Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (29 Oct 2020 to 29 Jun 2025)
    • [FCA CF] Significant management (29 Oct 2020 to 16 Aug 2022)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Material risk taker (29 Oct 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (29 Oct 2020 to 9 Sep 2021)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Significant management (29 Oct 2020 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (29 Oct 2020 to 9 Sep 2021)
    • SMF18 Other Overall Responsibility (2 Jun 2018 to 30 Sep 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (29 Oct 2020 to 29 Jun 2025)
    • [FCA CF] Significant management (29 Oct 2020 to 16 Aug 2022)
    • SMF18 Other Overall Responsibility (2 Jun 2018 to 30 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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