Luke Nicholas Paul Downes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited

    FRN 139179

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 26 Sep 2023)
    • CF30 Customer (30 May 2017 to 8 Dec 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (12 Dec 2014 to 20 Jan 2017)
  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • CF30 Customer (4 May 2011 to 28 Nov 2014)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (27 Jul 2010 to 28 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.