Luke John Saint

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Thoughts Limited (no longer approved here)
FRN 943629
- Responsible for Insurance Distribution (2 Sep 2021 to 18 Nov 2022)
- SMF3 Executive Director (2 Sep 2021 to 18 Nov 2022)
- [FCA CF] Functions requiring qualifications (2 Sep 2021 to 18 Nov 2022)
- Responsibility for MCD Intermediation (2 Sep 2021 to 18 Nov 2022)
- SMF16 Compliance Oversight (2 Sep 2021 to 18 Nov 2022)
Stonebridge Mortgage Solutions Ltd (no longer approved here)
FRN 454811
- Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 26 Aug 2021)
- CF1 Director (AR) (25 Aug 2015 to 26 Aug 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.