Date authorised
2 September 2021
Companies House
09528880
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 9
    Silkwood Park
    Fryers Way
    Ossett
    Wakefield
    WF5 9TJ
    UNITED KINGDOM
    Phone
    +441133607646
  • Complaints Contact

    Barn 12
    Runwell Farm Estate
    Hoe Lane
    Rettendon Common
    Chelmsford
    Essex
    CM3 8DQ
    UNITED KINGDOM
    Phone
    +441245209851

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Gary Hinder

    IRN AGH01140

    • SMF3 Executive Director (since 8 Jul 2022)
  • Daniel Wells

    IRN DXW00588

    • Appointed representative dealing with clients for which they require qualification (3 Mar 2023 to 27 Feb 2025)
  • David Torpey

    IRN DXT01726

    • Director of firm who is not a certification employee or a SMF manager (2 Sep 2021 to 18 Nov 2022)
  • Lewis Mills

    IRN LXM00463

    • Appointed representative dealing with clients for which they require qualification (8 Feb 2023 to 27 Feb 2025)
  • Liam Clive Atkins

    IRN LCA01021

    • Responsible for Insurance Distribution (since 3 Aug 2022)
    • Responsibility for MCD Intermediation (since 3 Aug 2022)
    • SMF16 Compliance Oversight (since 3 Aug 2022)
    • SMF3 Executive Director (since 3 Aug 2022)
  • Luke John Saint

    IRN LJS01159

    • SMF3 Executive Director (2 Sep 2021 to 18 Nov 2022)
    • [FCA CF] Functions requiring qualifications (2 Sep 2021 to 18 Nov 2022)
    • SMF16 Compliance Oversight (2 Sep 2021 to 18 Nov 2022)
    • Responsible for Insurance Distribution (2 Sep 2021 to 18 Nov 2022)
    • Responsibility for MCD Intermediation (2 Sep 2021 to 18 Nov 2022)
  • Michael Joseph Budzak

    IRN MXB00455

    • [FCA CF] Functions requiring qualifications (2 Sep 2021 to 30 Jun 2022)
  • Peter George Libertine

    IRN PXS00382

    • [FCA CF] Functions requiring qualifications (2 Sep 2021 to 25 Nov 2021)
  • Robert Ian Wells

    IRN RIW01025

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2021)
  • Ryan McCormick

    IRN RXM00750

    • Appointed representative dealing with clients for which they require qualification (4 Nov 2022 to 6 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.