Luke James Parker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jun 2022)
    • [PRA CF] Managing a material risk taker (since 16 Jun 2022)
    • [FCA CF] Client dealing (since 16 Jun 2022)
    • [FCA CF] Algorithmic trading (since 16 Jun 2022)
    • [FCA CF] Material risk taker (since 16 Jun 2022)
    • [FCA CF] Manager of certification employee (since 16 Jun 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (12 Feb 2020 to 10 Jun 2022)
    • [FCA CF] Client dealing (12 Feb 2020 to 10 Jun 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (12 Feb 2020 to 10 Jun 2022)
    • [FCA CF] Client dealing (12 Feb 2020 to 10 Jun 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (14 Jul 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF30 Customer (23 Jan 2013 to 14 Apr 2015)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (30 Mar 2004 to 14 Apr 2005)
    • CF21 Investment Adviser (30 Mar 2004 to 14 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.