Luke James McGuire

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavira Financial Limited
FRN 462001
- [FCA CF] Client dealing (since 1 Oct 2024)
- CF30 Customer (24 Aug 2017 to 8 Dec 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (23 Feb 2015 to 18 Aug 2015)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF30 Customer (2 Jun 2014 to 20 Nov 2014)
MMG Financial Management (645) (no longer approved here)
FRN 186039
- (2)Employed By (20 Sep 2004 to 30 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.