Luke James Lynch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Caxton Associates LLP
FRN 504390
- [FCA CF] Material risk taker (since 11 Jul 2025)
- [FCA CF] Client dealing (since 21 Sep 2023)
Oceanwood Capital Management LLP (no longer approved here)
FRN 450391
- CF30 Customer (1 Nov 2007 to 12 Oct 2018)
- CF10 Compliance Oversight (10 Aug 2006 to 18 Sep 2006)
- CF4 Partner (10 Aug 2006 to 1 Jan 2019)
- CF27 Investment Management (10 Aug 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (10 Aug 2006 to 18 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.